Redemption Transactions

Victoria
Victoria
  • Updated

Enhance Securities management and easily track the cancellation of issued shares back into an entity's treasury.

Overview

Learn how to process a redemption, repurchase, cancellation, or retraction of issued shares from a holding back into an Entity's treasury using the Cancellation transaction in Athennian.

Note: This process requires existing holdings with issued shares.

Availability: All customers.


Navigate to the Cancellation Workflow

  • Navigate to the profile of the Entity for which to do a retraction transaction

  • Navigate to the Securities > Ownership section down the left-hand side of the screen

  • In the Transactions tab, click the blue + New button in the top right-hand corner

  • In the New Transaction modal, select Cancellation from the list of transactions


Complete the Cancellation Details

  • In the Details section:

    • In the Select Type dropdown available, select Redemption

    • Fill in the mandatory Transaction Date* and Resolution Date

      • Note: If the dates are not yet available, check off Blank Transaction Date/ Blank Resolution Date and fill them in at a later time. If Blank Transaction Date is checked off, underlines will appear in the documents when generating them where the dates would have appeared

    • In the Number of shares* field, enter the number of shares to redeem

    • Enter the Price per share if applicable

    • Select the appropriate Currency from the dropdown

    • Use the Other Consideration field to include notes for other types of consideration given in exchange for the shares (e.g., property or services)

    • Use the Use on Register, Use on Register From, and Use on Register To fields to leave notes describing the transaction to be used in the Registers


Select the Holding and Certificates

  • In the Holding Selection section:

    • Select the holding from which to redeem shares from by clicking the Select Holding box

    • Search for the holding by filling their name in the available Search bar and click on their name

    • A list of the share certificates issued to that Shareholder will appear

    • Check off the certificate(s) from which to redeem the shares

    • Enter the amount of shares to be redeemed from each certificate

      • Note: Make sure that the numbers entered in the certificates section match up with the amount entered in the Number of shares field

    • Check off Leave balance on certificate if necessary to leave the balance shares (where applicable) on the original certificate

      • Note: If this is not checked off and there is a balance left on the certificate, the original certificate will be cancelled, and a new certificate will be issued with the balance


Review and Create the Transaction

  • Move on to the Preview tab

  • Review the information and click the Close box once completed

  • Click the blue Create to confirm the transaction

  • Notice the redemption transaction appear in the Transactions section in Pending status

  • Select the transaction and navigate to the status drop-down in the top right-hand corner and select Confirmed, and click the Update button to finalize

      Note: Once confirmed, the new certificate will be found in Securities > Ownership > Certificates, and the new shareholding information will be visible in Securities > Ownership > Holdings

  • Proceed to generate documents to support this transaction as required


Video Instructions